1.2
FIDELITY BROKERAGE SERVICES LLC
2020
02
2020-07-27T14:23:14Z
2020
04
99.04
51.67
5.61
37.61
5.12
Citadel Securities LLC
CDRG
38.56
59.60
55.38
29.85
11.89
0
0.0000
0
0.0000
0
0.0000
0
0.0000
* FBS, through its affiliated broker-dealer NFS, does not receive payment for order flow or have a profit-sharing arrangement related to any order flow routed to wholesale market-makers, including marketable equity orders (market and marketable limit orders), non-marketable limit orders, all-or-none (AON) orders, stop orders, and other special order types;
* Orders to each venue are categorized as “market”, “marketable limit”, “non-marketable limit” or “other” based on market conditions and the parameters of the order that NFS routes to that venue;
* Orders categorized as “Other” may include special order types (for example, stop orders, All or None, etc) or orders that NFS routes as mid-point.
National Financial Services LLC
XSTM
15.37
0.00
0.00
0.00
76.18
0
0.0000
0
0.0000
0
0.0000
0
0.0000
* Marketable orders may be routed to NFS’s affiliated Alternative Trading System, CrossStream, for potential execution at the mid-point or better of the National Best Bid Best Offer (NBBO); FBS does not get charged an explicit fee or receive payment for order flow for orders executed in CrossStream ; NFS may receive a trading commission from the contra-side party against which the FBS order executed;
* Orders to each venue are categorized as “market”, “marketable limit”, “non-marketable limit” or “other” based on market conditions and the parameters of the order that NFS routes to that venue;
* Orders categorized as “Other” may include special order types (for example, stop orders, All or None, etc) or orders that NFS routes as mid-point.
VIRTU Americas LLC
NITE
15.27
20.44
25.61
13.97
5.87
0
0.0000
0
0.0000
0
0.0000
0
0.0000
* FBS, through its affiliated broker-dealer NFS, does not receive payment for order flow or have a profit-sharing arrangement related to any order flow routed to wholesale market-makers, including marketable equity orders (market and marketable limit orders), non-marketable limit orders, all-or-none (AON) orders, stop orders, and other special order types;
* Orders to each venue are categorized as “market”, “marketable limit”, “non-marketable limit” or “other” based on market conditions and the parameters of the order that NFS routes to that venue;
* Orders categorized as “Other” may include special order types (for example, stop orders, All or None, etc) or orders that NFS routes as mid-point.
NASDAQ Execution Services, LLC
NSDQ
9.25
0.01
1.29
24.34
0.01
-92
-15.0000
55
0.1845
791173
32.5606
0
0.0000
* FBS, through its affiliated broker-dealer NFS, may incur fees or receive rebates for orders executed on specific equities exchanges; Rebates are generally for limit orders required to be displayed on exchange per the SEC Limit Order Display Rule but may also include marketable orders executed on certain exchanges; Fees and rebates are set by exchange rules, subject to SEC approval, and are non-negotiable; Visit exchange websites directly for detailed price lists;
* Orders to each venue are categorized as “market”, “marketable limit”, “non-marketable limit” or “other” based on market conditions and the parameters of the order that NFS routes to that venue;
* Orders categorized as “Other” may include special order types (for example, stop orders, All or None, etc) or orders that NFS routes as mid-point.
New York Stock Exchange
NYSE
6.15
0.01
2.20
16.02
0.00
-191
-7.9300
-1326
-7.3000
7146
9.9400
0
0.0000
* FBS, through its affiliated broker-dealer NFS, may incur fees or receive rebates for orders executed on specific equities exchanges; Rebates are generally for limit orders required to be displayed on exchange per the SEC Limit Order Display Rule but may also include marketable orders executed on certain exchanges; Fees and rebates are set by exchange rules, subject to SEC approval, and are non-negotiable; Visit exchange websites directly for detailed price lists;
* Orders to each venue are categorized as “market”, “marketable limit”, “non-marketable limit” or “other” based on market conditions and the parameters of the order that NFS routes to that venue;
* Orders categorized as “Other” may include special order types (for example, stop orders, All or None, etc) or orders that NFS routes as mid-point.
G1 Execution Services, LLC
ETMM
5.73
10.25
7.67
3.93
0.21
0
0.0000
0
0.0000
0
0.0000
0
0.0000
* FBS, through its affiliated broker-dealer NFS, does not receive payment for order flow or have a profit-sharing arrangement related to any order flow routed to wholesale market-makers, including marketable equity orders (market and marketable limit orders), non-marketable limit orders, all-or-none (AON) orders, stop orders, and other special order types;
* Orders to each venue are categorized as “market”, “marketable limit”, “non-marketable limit” or “other” based on market conditions and the parameters of the order that NFS routes to that venue;
* Orders categorized as “Other” may include special order types (for example, stop orders, All or None, etc) or orders that NFS routes as mid-point.
Cboe EDGX US Equities Exchange
EDGX
2.69
0.00
0.03
7.13
0.00
0
0.0000
-7
-23.6026
298105
26.5922
0
0.0000
* FBS, through its affiliated broker-dealer NFS, may incur fees or receive rebates for orders executed on specific equities exchanges; Rebates are generally for limit orders required to be displayed on exchange per the SEC Limit Order Display Rule but may also include marketable orders executed on certain exchanges; Fees and rebates are set by exchange rules, subject to SEC approval, and are non-negotiable; Visit exchange websites directly for detailed price lists;
* Orders to each venue are categorized as “market”, “marketable limit”, “non-marketable limit” or “other” based on market conditions and the parameters of the order that NFS routes to that venue;
* Orders categorized as “Other” may include special order types (for example, stop orders, All or None, etc) or orders that NFS routes as mid-point.
Two Sigma Securities, LLC
SOHO
2.16
3.55
2.81
1.38
0.87
0
0.0000
0
0.0000
0
0.0000
0
0.0000
* FBS, through its affiliated broker-dealer NFS, does not receive payment for order flow or have a profit-sharing arrangement related to any order flow routed to wholesale market-makers, including marketable equity orders (market and marketable limit orders), non-marketable limit orders, all-or-none (AON) orders, stop orders, and other special order types;
* Orders to each venue are categorized as “market”, “marketable limit”, “non-marketable limit” or “other” based on market conditions and the parameters of the order that NFS routes to that venue;
* Orders categorized as “Other” may include special order types (for example, stop orders, All or None, etc) or orders that NFS routes as mid-point.
UBS Securities, LLC
UBSS
1.90
3.06
2.52
1.30
0.73
0
0.0000
0
0.0000
0
0.0000
0
0.0000
* FBS, through its affiliated broker-dealer NFS, does not receive payment for order flow or have a profit-sharing arrangement related to any order flow routed to wholesale market-makers, including marketable equity orders (market and marketable limit orders), non-marketable limit orders, all-or-none (AON) orders, stop orders, and other special order types;
* Orders to each venue are categorized as “market”, “marketable limit”, “non-marketable limit” or “other” based on market conditions and the parameters of the order that NFS routes to that venue;
* Orders categorized as “Other” may include special order types (for example, stop orders, All or None, etc) or orders that NFS routes as mid-point.
JANE STREET CAPITAL, LLC
JNST
1.74
3.09
2.44
1.24
0.00
0
0.0000
0
0.0000
0
0.0000
0
0.0000
* FBS, through its affiliated broker-dealer NFS, does not receive payment for order flow or have a profit-sharing arrangement related to any order flow routed to wholesale market-makers, including marketable equity orders (market and marketable limit orders), non-marketable limit orders, all-or-none (AON) orders, stop orders, and other special order types;
* Orders to each venue are categorized as “market”, “marketable limit”, “non-marketable limit” or “other” based on market conditions and the parameters of the order that NFS routes to that venue;
* Orders categorized as “Other” may include special order types (for example, stop orders, All or None, etc) or orders that NFS routes as mid-point
98.44
49.81
7.14
37.26
5.79
Citadel Securities LLC
CDRG
35.06
59.93
57.11
25.48
10.21
0
0.0000
0
0.0000
0
0.0000
0
0.0000
* FBS, through its affiliated broker-dealer NFS, does not receive payment for order flow or have a profit-sharing arrangement related to any order flow routed to wholesale market-makers, including marketable equity orders (market and marketable limit orders), non-marketable limit orders, all-or-none (AON) orders, stop orders, and other special order types;
* Orders to each venue are categorized as “market”, “marketable limit”, “non-marketable limit” or “other” based on market conditions and the parameters of the order that NFS routes to that venue;
* Orders categorized as “Other” may include special order types (for example, stop orders, All or None, etc) or orders that NFS routes as mid-point.
National Financial Services LLC
XSTM
20.67
0.00
0.00
0.00
78.25
0
0.0000
0
0.0000
0
0.0000
0
0.0000
* Marketable orders may be routed to NFS’s affiliated Alternative Trading System, CrossStream, for potential execution at the mid-point or better of the National Best Bid Best Offer (NBBO); FBS does not get charged an explicit fee or receive payment for order flow for orders executed in CrossStream ; NFS may receive a trading commission from the contra-side party against which the FBS order executed;
* Orders to each venue are categorized as “market”, “marketable limit”, “non-marketable limit” or “other” based on market conditions and the parameters of the order that NFS routes to that venue;
* Orders categorized as “Other” may include special order types (for example, stop orders, All or None, etc) or orders that NFS routes as mid-point.
VIRTU Americas LLC
NITE
13.77
20.45
25.25
12.60
4.24
0
0.0000
0
0.0000
0
0.0000
0
0.0000
* FBS, through its affiliated broker-dealer NFS, does not receive payment for order flow or have a profit-sharing arrangement related to any order flow routed to wholesale market-makers, including marketable equity orders (market and marketable limit orders), non-marketable limit orders, all-or-none (AON) orders, stop orders, and other special order types;
* Orders to each venue are categorized as “market”, “marketable limit”, “non-marketable limit” or “other” based on market conditions and the parameters of the order that NFS routes to that venue;
* Orders categorized as “Other” may include special order types (for example, stop orders, All or None, etc) or orders that NFS routes as mid-point.
NASDAQ Execution Services, LLC
NSDQ
7.51
0.01
0.64
22.21
0.01
-272
-15.0000
-8226
-6.3714
1523030
31.8931
0
0.0000
* FBS, through its affiliated broker-dealer NFS, may incur fees or receive rebates for orders executed on specific equities exchanges; Rebates are generally for limit orders required to be displayed on exchange per the SEC Limit Order Display Rule but may also include marketable orders executed on certain exchanges; Fees and rebates are set by exchange rules, subject to SEC approval, and are non-negotiable; Visit exchange websites directly for detailed price lists;
* Orders to each venue are categorized as “market”, “marketable limit”, “non-marketable limit” or “other” based on market conditions and the parameters of the order that NFS routes to that venue;
* Orders categorized as “Other” may include special order types (for example, stop orders, All or None, etc) or orders that NFS routes as mid-point.
Cboe EDGX US Equities Exchange
EDGX
6.50
0.00
0.05
19.33
0.00
0
0.0000
-18
-21.3461
2066728
26.5680
0
0.0000
* FBS, through its affiliated broker-dealer NFS, may incur fees or receive rebates for orders executed on specific equities exchanges; Rebates are generally for limit orders required to be displayed on exchange per the SEC Limit Order Display Rule but may also include marketable orders executed on certain exchanges; Fees and rebates are set by exchange rules, subject to SEC approval, and are non-negotiable; Visit exchange websites directly for detailed price lists;
* Orders to each venue are categorized as “market”, “marketable limit”, “non-marketable limit” or “other” based on market conditions and the parameters of the order that NFS routes to that venue;
* Orders categorized as “Other” may include special order types (for example, stop orders, All or None, etc) or orders that NFS routes as mid-point.
G1 Execution Services, LLC
ETMM
4.94
10.03
8.03
2.94
0.18
0
0.0000
0
0.0000
0
0.0000
0
0.0000
* FBS, through its affiliated broker-dealer NFS, does not receive payment for order flow or have a profit-sharing arrangement related to any order flow routed to wholesale market-makers, including marketable equity orders (market and marketable limit orders), non-marketable limit orders, all-or-none (AON) orders, stop orders, and other special order types;
* Orders to each venue are categorized as “market”, “marketable limit”, “non-marketable limit” or “other” based on market conditions and the parameters of the order that NFS routes to that venue;
* Orders categorized as “Other” may include special order types (for example, stop orders, All or None, etc) or orders that NFS routes as mid-point.
New York Stock Exchange
NYSE
2.38
0.00
0.58
7.00
0.00
-291
-12.1300
-1769
-7.7300
12382
8.7000
0
0.0000
* FBS, through its affiliated broker-dealer NFS, may incur fees or receive rebates for orders executed on specific equities exchanges; Rebates are generally for limit orders required to be displayed on exchange per the SEC Limit Order Display Rule but may also include marketable orders executed on certain exchanges; Fees and rebates are set by exchange rules, subject to SEC approval, and are non-negotiable; Visit exchange websites directly for detailed price lists;
* Orders to each venue are categorized as “market”, “marketable limit”, “non-marketable limit” or “other” based on market conditions and the parameters of the order that NFS routes to that venue;
* Orders categorized as “Other” may include special order types (for example, stop orders, All or None, etc) or orders that NFS routes as mid-point.
Two Sigma Securities, LLC
SOHO
1.87
3.49
2.87
1.15
0.44
0
0.0000
0
0.0000
0
0.0000
0
0.0000
* FBS, through its affiliated broker-dealer NFS, does not receive payment for order flow or have a profit-sharing arrangement related to any order flow routed to wholesale market-makers, including marketable equity orders (market and marketable limit orders), non-marketable limit orders, all-or-none (AON) orders, stop orders, and other special order types;
* Orders to each venue are categorized as “market”, “marketable limit”, “non-marketable limit” or “other” based on market conditions and the parameters of the order that NFS routes to that venue;
* Orders categorized as “Other” may include special order types (for example, stop orders, All or None, etc) or orders that NFS routes as mid-point.
UBS Securities, LLC
UBSS
1.67
3.02
2.54
1.06
0.50
0
0.0000
0
0.0000
0
0.0000
0
0.0000
* FBS, through its affiliated broker-dealer NFS, does not receive payment for order flow or have a profit-sharing arrangement related to any order flow routed to wholesale market-makers, including marketable equity orders (market and marketable limit orders), non-marketable limit orders, all-or-none (AON) orders, stop orders, and other special order types;
* Orders to each venue are categorized as “market”, “marketable limit”, “non-marketable limit” or “other” based on market conditions and the parameters of the order that NFS routes to that venue;
* Orders categorized as “Other” may include special order types (for example, stop orders, All or None, etc) or orders that NFS routes as mid-point.
NYSE Arca
ARCA
1.59
0.00
0.34
4.69
0.00
-392
-15.0000
-3222
-3.6212
14047
17.7357
0
0.0000
* FBS, through its affiliated broker-dealer NFS, may incur fees or receive rebates for orders executed on specific equities exchanges; Rebates are generally for limit orders required to be displayed on exchange per the SEC Limit Order Display Rule but may also include marketable orders executed on certain exchanges; Fees and rebates are set by exchange rules, subject to SEC approval, and are non-negotiable; Visit exchange websites directly for detailed price lists;
* Orders to each venue are categorized as “market”, “marketable limit”, “non-marketable limit” or “other” based on market conditions and the parameters of the order that NFS routes to that venue;
* Orders categorized as “Other” may include special order types (for example, stop orders, All or None, etc) or orders that NFS routes as mid-point
99.54
19.47
8.28
61.81
10.44
Citadel Securities LLC
CDRG
40.59
29.40
29.08
43.79
51.28
275084
12.3593
234115
14.5713
2126892
50.8252
231154
13.5685
* FBS, through its affiliated broker-dealer NFS, does not negotiate, set rates for, or solicit payment for order flow on option orders; FBS does, however, receive compensation from options exchanges and/or brokers associated with the routing of options order flow;
* Options markets are structurally different from equities markets; Options orders require the use of specialized options brokers to deliver price improvement, all options trades must occur on an exchange and are subject to exchange pricing schedules; Brokers may pass to FBS, through its affiliated broker-dealer NFS, a portion of the compensation they generate via exchange executions.
Wolverine Execution Services LLC
WEXX
15.17
2.91
3.09
23.07
0.00
15179
6.7226
19815
12.3534
1329959
60.1507
0
0.0000
* FBS, through its affiliated broker-dealer NFS, does not negotiate, set rates for, or solicit payment for order flow on option orders; FBS does, however, receive compensation from options exchanges and/or brokers associated with the routing of options order flow;
* Options markets are structurally different from equities markets; Options orders require the use of specialized options brokers to deliver price improvement, all options trades must occur on an exchange and are subject to exchange pricing schedules; Brokers may pass to FBS, through its affiliated broker-dealer NFS, a portion of the compensation they generate via exchange executions.
Morgan Stanley & Company LLC
MSCO
13.97
26.92
27.15
10.55
0.00
422661
19.0220
302048
19.5294
217392
22.0177
0
0.0000
* FBS, through its affiliated broker-dealer NFS, does not negotiate, set rates for, or solicit payment for order flow on option orders; FBS does, however, receive compensation from options exchanges and/or brokers associated with the routing of options order flow;
* Options markets are structurally different from equities markets; Options orders require the use of specialized options brokers to deliver price improvement, all options trades must occur on an exchange and are subject to exchange pricing schedules; Brokers may pass to FBS, through its affiliated broker-dealer NFS, a portion of the compensation they generate via exchange executions.
Susquehanna Capital Group
SUSQ
12.05
29.18
29.15
4.16
14.07
165983
5.0000
183280
23.0000
417995
62.0000
138086
45.3000
* FBS, through its affiliated broker-dealer NFS, does not negotiate, set rates for, or solicit payment for order flow on option orders; FBS does, however, receive compensation from options exchanges and/or brokers associated with the routing of options order flow;
* Options markets are structurally different from equities markets; Options orders require the use of specialized options brokers to deliver price improvement, all options trades must occur on an exchange and are subject to exchange pricing schedules; Brokers may pass to FBS, through its affiliated broker-dealer NFS, a portion of the compensation they generate via exchange executions.
Citigroup Global Markets, Inc.
KEXP
9.72
6.36
6.10
7.32
33.24
118989
27.0873
76353
28.1623
343989
54.9910
420759
24.6000
* FBS, through its affiliated broker-dealer NFS, does not negotiate, set rates for, or solicit payment for order flow on option orders; FBS does, however, receive compensation from options exchanges and/or brokers associated with the routing of options order flow;
* Options markets are structurally different from equities markets; Options orders require the use of specialized options brokers to deliver price improvement, all options trades must occur on an exchange and are subject to exchange pricing schedules; Brokers may pass to FBS, through its affiliated broker-dealer NFS, a portion of the compensation they generate via exchange executions.
Dash Financial Technologies LLC
DASH
8.33
5.18
5.26
11.09
0.00
61227
12.0000
25654
12.0000
374400
31.9000
0
0.0000
* FBS, through its affiliated broker-dealer NFS, does not negotiate, set rates for, or solicit payment for order flow on option orders; FBS does, however, receive compensation from options exchanges and/or brokers associated with the routing of options order flow;
* Options markets are structurally different from equities markets; Options orders require the use of specialized options brokers to deliver price improvement, all options trades must occur on an exchange and are subject to exchange pricing schedules; Brokers may pass to FBS, through its affiliated broker-dealer NFS, a portion of the compensation they generate via exchange executions
2020
05
99.12
51.52
5.59
37.49
5.41
Citadel Securities LLC
CDRG
37.86
57.93
54.62
29.32
12.36
0
0.0000
0
0.0000
0
0.0000
0
0.0000
* FBS, through its affiliated broker-dealer NFS, does not receive payment for order flow or have a profit-sharing arrangement related to any order flow routed to wholesale market-makers, including marketable equity orders (market and marketable limit orders), non-marketable limit orders, all-or-none (AON) orders, stop orders, and other special order types;
* Orders to each venue are categorized as “market”, “marketable limit”, “non-marketable limit” or “other” based on market conditions and the parameters of the order that NFS routes to that venue;
* Orders categorized as “Other” may include special order types (for example, stop orders, All or None, etc) or orders that NFS routes as mid-point.
VIRTU Americas LLC
NITE
17.40
24.61
28.01
14.72
6.51
0
0.0000
0
0.0000
0
0.0000
0
0.0000
* FBS, through its affiliated broker-dealer NFS, does not receive payment for order flow or have a profit-sharing arrangement related to any order flow routed to wholesale market-makers, including marketable equity orders (market and marketable limit orders), non-marketable limit orders, all-or-none (AON) orders, stop orders, and other special order types;
* Orders to each venue are categorized as “market”, “marketable limit”, “non-marketable limit” or “other” based on market conditions and the parameters of the order that NFS routes to that venue;
* Orders categorized as “Other” may include special order types (for example, stop orders, All or None, etc) or orders that NFS routes as mid-point.
National Financial Services LLC
XSTM
14.85
0.00
0.00
0.00
74.29
0
0.0000
0
0.0000
0
0.0000
0
0.0000
* Marketable orders may be routed to NFS’s affiliated Alternative Trading System, CrossStream, for potential execution at the mid-point or better of the National Best Bid Best Offer (NBBO); FBS does not get charged an explicit fee or receive payment for order flow for orders executed in CrossStream ; NFS may receive a trading commission from the contra-side party against which the FBS order executed;
* Orders to each venue are categorized as “market”, “marketable limit”, “non-marketable limit” or “other” based on market conditions and the parameters of the order that NFS routes to that venue;
* Orders categorized as “Other” may include special order types (for example, stop orders, All or None, etc) or orders that NFS routes as mid-point.
NASDAQ Execution Services, LLC
NSDQ
9.31
0.01
1.24
24.44
0.01
-63
-15.0000
-1641
-6.4672
647302
32.5309
0
0.0000
* FBS, through its affiliated broker-dealer NFS, may incur fees or receive rebates for orders executed on specific equities exchanges; Rebates are generally for limit orders required to be displayed on exchange per the SEC Limit Order Display Rule but may also include marketable orders executed on certain exchanges; Fees and rebates are set by exchange rules, subject to SEC approval, and are non-negotiable; Visit exchange websites directly for detailed price lists;
* Orders to each venue are categorized as “market”, “marketable limit”, “non-marketable limit” or “other” based on market conditions and the parameters of the order that NFS routes to that venue;
* Orders categorized as “Other” may include special order types (for example, stop orders, All or None, etc) or orders that NFS routes as mid-point.
New York Stock Exchange
NYSE
6.19
0.01
2.14
16.10
0.00
-494
-5.5400
-985
-7.3900
7559
10.6100
0
0.0000
* FBS, through its affiliated broker-dealer NFS, may incur fees or receive rebates for orders executed on specific equities exchanges; Rebates are generally for limit orders required to be displayed on exchange per the SEC Limit Order Display Rule but may also include marketable orders executed on certain exchanges; Fees and rebates are set by exchange rules, subject to SEC approval, and are non-negotiable; Visit exchange websites directly for detailed price lists;
* Orders to each venue are categorized as “market”, “marketable limit”, “non-marketable limit” or “other” based on market conditions and the parameters of the order that NFS routes to that venue;
* Orders categorized as “Other” may include special order types (for example, stop orders, All or None, etc) or orders that NFS routes as mid-point.
G1 Execution Services, LLC
ETMM
4.54
7.93
6.19
3.22
0.27
0
0.0000
0
0.0000
0
0.0000
0
0.0000
* FBS, through its affiliated broker-dealer NFS, does not receive payment for order flow or have a profit-sharing arrangement related to any order flow routed to wholesale market-makers, including marketable equity orders (market and marketable limit orders), non-marketable limit orders, all-or-none (AON) orders, stop orders, and other special order types;
* Orders to each venue are categorized as “market”, “marketable limit”, “non-marketable limit” or “other” based on market conditions and the parameters of the order that NFS routes to that venue;
* Orders categorized as “Other” may include special order types (for example, stop orders, All or None, etc) or orders that NFS routes as mid-point.
Cboe EDGX US Equities Exchange
EDGX
2.72
0.00
0.04
7.20
0.00
0
0.0000
-7
-23.0427
276335
27.1778
0
0.0000
* FBS, through its affiliated broker-dealer NFS, may incur fees or receive rebates for orders executed on specific equities exchanges; Rebates are generally for limit orders required to be displayed on exchange per the SEC Limit Order Display Rule but may also include marketable orders executed on certain exchanges; Fees and rebates are set by exchange rules, subject to SEC approval, and are non-negotiable; Visit exchange websites directly for detailed price lists;
* Orders to each venue are categorized as “market”, “marketable limit”, “non-marketable limit” or “other” based on market conditions and the parameters of the order that NFS routes to that venue;
* Orders categorized as “Other” may include special order types (for example, stop orders, All or None, etc) or orders that NFS routes as mid-point.
Two Sigma Securities, LLC
SOHO
2.26
3.51
2.83
1.57
1.07
0
0.0000
0
0.0000
0
0.0000
0
0.0000
* FBS, through its affiliated broker-dealer NFS, does not receive payment for order flow or have a profit-sharing arrangement related to any order flow routed to wholesale market-makers, including marketable equity orders (market and marketable limit orders), non-marketable limit orders, all-or-none (AON) orders, stop orders, and other special order types;
* Orders to each venue are categorized as “market”, “marketable limit”, “non-marketable limit” or “other” based on market conditions and the parameters of the order that NFS routes to that venue;
* Orders categorized as “Other” may include special order types (for example, stop orders, All or None, etc) or orders that NFS routes as mid-point.
JANE STREET CAPITAL, LLC
JNST
1.98
3.43
2.75
1.50
0.00
0
0.0000
0
0.0000
0
0.0000
0
0.0000
* FBS, through its affiliated broker-dealer NFS, does not receive payment for order flow or have a profit-sharing arrangement related to any order flow routed to wholesale market-makers, including marketable equity orders (market and marketable limit orders), non-marketable limit orders, all-or-none (AON) orders, stop orders, and other special order types;
* Orders to each venue are categorized as “market”, “marketable limit”, “non-marketable limit” or “other” based on market conditions and the parameters of the order that NFS routes to that venue;
* Orders categorized as “Other” may include special order types (for example, stop orders, All or None, etc) or orders that NFS routes as mid-point.
UBS Securities, LLC
UBSS
1.71
2.55
2.15
1.29
0.82
0
0.0000
0
0.0000
0
0.0000
0
0.0000
* FBS, through its affiliated broker-dealer NFS, does not receive payment for order flow or have a profit-sharing arrangement related to any order flow routed to wholesale market-makers, including marketable equity orders (market and marketable limit orders), non-marketable limit orders, all-or-none (AON) orders, stop orders, and other special order types;
* Orders to each venue are categorized as “market”, “marketable limit”, “non-marketable limit” or “other” based on market conditions and the parameters of the order that NFS routes to that venue;
* Orders categorized as “Other” may include special order types (for example, stop orders, All or None, etc) or orders that NFS routes as mid-point
98.40
49.15
7.02
37.79
6.04
Citadel Securities LLC
CDRG
35.18
58.38
55.97
25.78
11.73
0
0.0000
0
0.0000
0
0.0000
0
0.0000
* FBS, through its affiliated broker-dealer NFS, does not receive payment for order flow or have a profit-sharing arrangement related to any order flow routed to wholesale market-makers, including marketable equity orders (market and marketable limit orders), non-marketable limit orders, all-or-none (AON) orders, stop orders, and other special order types;
* Orders to each venue are categorized as “market”, “marketable limit”, “non-marketable limit” or “other” based on market conditions and the parameters of the order that NFS routes to that venue;
* Orders categorized as “Other” may include special order types (for example, stop orders, All or None, etc) or orders that NFS routes as mid-point.
National Financial Services LLC
XSTM
19.61
0.00
0.00
0.00
77.30
0
0.0000
0
0.0000
0
0.0000
0
0.0000
* Marketable orders may be routed to NFS’s affiliated Alternative Trading System, CrossStream, for potential execution at the mid-point or better of the National Best Bid Best Offer (NBBO); FBS does not get charged an explicit fee or receive payment for order flow for orders executed in CrossStream ; NFS may receive a trading commission from the contra-side party against which the FBS order executed;
* Orders to each venue are categorized as “market”, “marketable limit”, “non-marketable limit” or “other” based on market conditions and the parameters of the order that NFS routes to that venue;
* Orders categorized as “Other” may include special order types (for example, stop orders, All or None, etc) or orders that NFS routes as mid-point.
VIRTU Americas LLC
NITE
15.98
24.52
28.68
14.02
4.28
0
0.0000
0
0.0000
0
0.0000
0
0.0000
* FBS, through its affiliated broker-dealer NFS, does not receive payment for order flow or have a profit-sharing arrangement related to any order flow routed to wholesale market-makers, including marketable equity orders (market and marketable limit orders), non-marketable limit orders, all-or-none (AON) orders, stop orders, and other special order types;
* Orders to each venue are categorized as “market”, “marketable limit”, “non-marketable limit” or “other” based on market conditions and the parameters of the order that NFS routes to that venue;
* Orders categorized as “Other” may include special order types (for example, stop orders, All or None, etc) or orders that NFS routes as mid-point.
Cboe EDGX US Equities Exchange
EDGX
7.47
0.00
0.06
21.65
0.00
0
0.0000
-42
-23.0427
2115166
27.0132
0
0.0000
* FBS, through its affiliated broker-dealer NFS, may incur fees or receive rebates for orders executed on specific equities exchanges; Rebates are generally for limit orders required to be displayed on exchange per the SEC Limit Order Display Rule but may also include marketable orders executed on certain exchanges; Fees and rebates are set by exchange rules, subject to SEC approval, and are non-negotiable; Visit exchange websites directly for detailed price lists;
* Orders to each venue are categorized as “market”, “marketable limit”, “non-marketable limit” or “other” based on market conditions and the parameters of the order that NFS routes to that venue;
* Orders categorized as “Other” may include special order types (for example, stop orders, All or None, etc) or orders that NFS routes as mid-point.
NASDAQ Execution Services, LLC
NSDQ
6.81
0.00
0.69
19.62
0.02
-478
-15.0000
-8780
-7.1191
947187
31.0421
0
0.0000
* FBS, through its affiliated broker-dealer NFS, may incur fees or receive rebates for orders executed on specific equities exchanges; Rebates are generally for limit orders required to be displayed on exchange per the SEC Limit Order Display Rule but may also include marketable orders executed on certain exchanges; Fees and rebates are set by exchange rules, subject to SEC approval, and are non-negotiable; Visit exchange websites directly for detailed price lists;
* Orders to each venue are categorized as “market”, “marketable limit”, “non-marketable limit” or “other” based on market conditions and the parameters of the order that NFS routes to that venue;
* Orders categorized as “Other” may include special order types (for example, stop orders, All or None, etc) or orders that NFS routes as mid-point.
G1 Execution Services, LLC
ETMM
3.90
7.71
6.16
2.42
0.21
0
0.0000
0
0.0000
0
0.0000
0
0.0000
* FBS, through its affiliated broker-dealer NFS, does not receive payment for order flow or have a profit-sharing arrangement related to any order flow routed to wholesale market-makers, including marketable equity orders (market and marketable limit orders), non-marketable limit orders, all-or-none (AON) orders, stop orders, and other special order types;
* Orders to each venue are categorized as “market”, “marketable limit”, “non-marketable limit” or “other” based on market conditions and the parameters of the order that NFS routes to that venue;
* Orders categorized as “Other” may include special order types (for example, stop orders, All or None, etc) or orders that NFS routes as mid-point.
New York Stock Exchange
NYSE
2.36
0.00
0.56
6.77
0.00
-160
-10.0900
-1573
-8.9300
10576
8.6800
0
0.0000
* FBS, through its affiliated broker-dealer NFS, may incur fees or receive rebates for orders executed on specific equities exchanges; Rebates are generally for limit orders required to be displayed on exchange per the SEC Limit Order Display Rule but may also include marketable orders executed on certain exchanges; Fees and rebates are set by exchange rules, subject to SEC approval, and are non-negotiable; Visit exchange websites directly for detailed price lists;
* Orders to each venue are categorized as “market”, “marketable limit”, “non-marketable limit” or “other” based on market conditions and the parameters of the order that NFS routes to that venue;
* Orders categorized as “Other” may include special order types (for example, stop orders, All or None, etc) or orders that NFS routes as mid-point.
Two Sigma Securities, LLC
SOHO
1.93
3.46
2.80
1.29
0.49
0
0.0000
0
0.0000
0
0.0000
0
0.0000
* FBS, through its affiliated broker-dealer NFS, does not receive payment for order flow or have a profit-sharing arrangement related to any order flow routed to wholesale market-makers, including marketable equity orders (market and marketable limit orders), non-marketable limit orders, all-or-none (AON) orders, stop orders, and other special order types;
* Orders to each venue are categorized as “market”, “marketable limit”, “non-marketable limit” or “other” based on market conditions and the parameters of the order that NFS routes to that venue;
* Orders categorized as “Other” may include special order types (for example, stop orders, All or None, etc) or orders that NFS routes as mid-point.
JANE STREET CAPITAL, LLC
JNST
1.74
3.40
2.70
1.19
0.00
0
0.0000
0
0.0000
0
0.0000
0
0.0000
* FBS, through its affiliated broker-dealer NFS, does not receive payment for order flow or have a profit-sharing arrangement related to any order flow routed to wholesale market-makers, including marketable equity orders (market and marketable limit orders), non-marketable limit orders, all-or-none (AON) orders, stop orders, and other special order types;
* Orders to each venue are categorized as “market”, “marketable limit”, “non-marketable limit” or “other” based on market conditions and the parameters of the order that NFS routes to that venue;
* Orders categorized as “Other” may include special order types (for example, stop orders, All or None, etc) or orders that NFS routes as mid-point.
UBS Securities, LLC
UBSS
1.46
2.52
2.06
0.99
0.53
0
0.0000
0
0.0000
0
0.0000
0
0.0000
* FBS, through its affiliated broker-dealer NFS, does not receive payment for order flow or have a profit-sharing arrangement related to any order flow routed to wholesale market-makers, including marketable equity orders (market and marketable limit orders), non-marketable limit orders, all-or-none (AON) orders, stop orders, and other special order types;
* Orders to each venue are categorized as “market”, “marketable limit”, “non-marketable limit” or “other” based on market conditions and the parameters of the order that NFS routes to that venue;
* Orders categorized as “Other” may include special order types (for example, stop orders, All or None, etc) or orders that NFS routes as mid-point
99.65
20.70
9.22
58.78
11.30
Citadel Securities LLC
CDRG
43.74
36.73
36.72
45.11
55.04
404148
13.3252
330518
15.9723
2111635
52.8758
273598
13.5176
* FBS, through its affiliated broker-dealer NFS, does not negotiate, set rates for, or solicit payment for order flow on option orders; FBS does, however, receive compensation from options exchanges and/or brokers associated with the routing of options order flow;
* Options markets are structurally different from equities markets; Options orders require the use of specialized options brokers to deliver price improvement, all options trades must occur on an exchange and are subject to exchange pricing schedules; Brokers may pass to FBS, through its affiliated broker-dealer NFS, a portion of the compensation they generate via exchange executions.
Susquehanna Capital Group
SUSQ
15.58
37.45
36.91
4.72
15.66
183983
4.0000
210255
23.0000
484566
65.0000
206356
46.5000
* FBS, through its affiliated broker-dealer NFS, does not negotiate, set rates for, or solicit payment for order flow on option orders; FBS does, however, receive compensation from options exchanges and/or brokers associated with the routing of options order flow;
* Options markets are structurally different from equities markets; Options orders require the use of specialized options brokers to deliver price improvement, all options trades must occur on an exchange and are subject to exchange pricing schedules; Brokers may pass to FBS, through its affiliated broker-dealer NFS, a portion of the compensation they generate via exchange executions.
Wolverine Execution Services LLC
WEXX
14.34
2.82
3.11
22.76
0.00
21484
6.9607
24802
14.5369
1378590
62.1447
0
0.0000
* FBS, through its affiliated broker-dealer NFS, does not negotiate, set rates for, or solicit payment for order flow on option orders; FBS does, however, receive compensation from options exchanges and/or brokers associated with the routing of options order flow;
* Options markets are structurally different from equities markets; Options orders require the use of specialized options brokers to deliver price improvement, all options trades must occur on an exchange and are subject to exchange pricing schedules; Brokers may pass to FBS, through its affiliated broker-dealer NFS, a portion of the compensation they generate via exchange executions.
Dash Financial Technologies LLC
DASH
9.54
7.84
7.92
12.18
0.00
94251
12.0000
574333
12.0000
371079
31.9000
0
0.0000
* FBS, through its affiliated broker-dealer NFS, does not negotiate, set rates for, or solicit payment for order flow on option orders; FBS does, however, receive compensation from options exchanges and/or brokers associated with the routing of options order flow;
* Options markets are structurally different from equities markets; Options orders require the use of specialized options brokers to deliver price improvement, all options trades must occur on an exchange and are subject to exchange pricing schedules; Brokers may pass to FBS, through its affiliated broker-dealer NFS, a portion of the compensation they generate via exchange executions.
Citigroup Global Markets, Inc.
KEXP
8.53
5.44
5.39
6.45
27.75
108762
27.8686
66641
29.4396
290437
56.3353
386416
27.3000
* FBS, through its affiliated broker-dealer NFS, does not negotiate, set rates for, or solicit payment for order flow on option orders; FBS does, however, receive compensation from options exchanges and/or brokers associated with the routing of options order flow;
* Options markets are structurally different from equities markets; Options orders require the use of specialized options brokers to deliver price improvement, all options trades must occur on an exchange and are subject to exchange pricing schedules; Brokers may pass to FBS, through its affiliated broker-dealer NFS, a portion of the compensation they generate via exchange executions.
Morgan Stanley & Company LLC
MSCO
8.07
9.69
9.85
8.75
0.00
168225
19.9330
119279
21.0576
173996
23.2042
0
0.0000
* FBS, through its affiliated broker-dealer NFS, does not negotiate, set rates for, or solicit payment for order flow on option orders; FBS does, however, receive compensation from options exchanges and/or brokers associated with the routing of options order flow;
* Options markets are structurally different from equities markets; Options orders require the use of specialized options brokers to deliver price improvement, all options trades must occur on an exchange and are subject to exchange pricing schedules; Brokers may pass to FBS, through its affiliated broker-dealer NFS, a portion of the compensation they generate via exchange executions
2020
06
98.93
52.94
5.69
35.72
5.65
Citadel Securities LLC
CDRG
35.16
53.43
50.51
27.17
11.84
0
0.0000
0
0.0000
0
0.0000
0
0.0000
* FBS, through its affiliated broker-dealer NFS, does not receive payment for order flow or have a profit-sharing arrangement related to any order flow routed to wholesale market-makers, including marketable equity orders (market and marketable limit orders), non-marketable limit orders, all-or-none (AON) orders, stop orders, and other special order types;
* Orders to each venue are categorized as “market”, “marketable limit”, “non-marketable limit” or “other” based on market conditions and the parameters of the order that NFS routes to that venue;
* Orders categorized as “Other” may include special order types (for example, stop orders, All or None, etc) or orders that NFS routes as mid-point.
VIRTU Americas LLC
NITE
21.80
32.51
34.79
18.07
5.78
0
0.0000
0
0.0000
0
0.0000
0
0.0000
* FBS, through its affiliated broker-dealer NFS, does not receive payment for order flow or have a profit-sharing arrangement related to any order flow routed to wholesale market-makers, including marketable equity orders (market and marketable limit orders), non-marketable limit orders, all-or-none (AON) orders, stop orders, and other special order types;
* Orders to each venue are categorized as “market”, “marketable limit”, “non-marketable limit” or “other” based on market conditions and the parameters of the order that NFS routes to that venue;
* Orders categorized as “Other” may include special order types (for example, stop orders, All or None, etc) or orders that NFS routes as mid-point.
National Financial Services LLC
XSTM
15.80
0.00
0.00
0.00
73.63
0
0.0000
0
0.0000
0
0.0000
0
0.0000
* Marketable orders may be routed to NFS’s affiliated Alternative Trading System, CrossStream, for potential execution at the mid-point or better of the National Best Bid Best Offer (NBBO); FBS does not get charged an explicit fee or receive payment for order flow for orders executed in CrossStream ; NFS may receive a trading commission from the contra-side party against which the FBS order executed;
* Orders to each venue are categorized as “market”, “marketable limit”, “non-marketable limit” or “other” based on market conditions and the parameters of the order that NFS routes to that venue;
* Orders categorized as “Other” may include special order types (for example, stop orders, All or None, etc) or orders that NFS routes as mid-point.
NASDAQ Execution Services, LLC
NSDQ
8.61
0.01
1.25
24.34
0.04
-91
-15.0000
-1886
-6.2734
697233
32.5608
0
0.0000
* FBS, through its affiliated broker-dealer NFS, may incur fees or receive rebates for orders executed on specific equities exchanges; Rebates are generally for limit orders required to be displayed on exchange per the SEC Limit Order Display Rule but may also include marketable orders executed on certain exchanges; Fees and rebates are set by exchange rules, subject to SEC approval, and are non-negotiable; Visit exchange websites directly for detailed price lists;
* Orders to each venue are categorized as “market”, “marketable limit”, “non-marketable limit” or “other” based on market conditions and the parameters of the order that NFS routes to that venue;
* Orders categorized as “Other” may include special order types (for example, stop orders, All or None, etc) or orders that NFS routes as mid-point.
New York Stock Exchange
NYSE
5.77
0.01
2.41
16.11
0.00
-195
-10.0000
-1225
-7.3000
6820
9.9400
0
0.0000
* FBS, through its affiliated broker-dealer NFS, may incur fees or receive rebates for orders executed on specific equities exchanges; Rebates are generally for limit orders required to be displayed on exchange per the SEC Limit Order Display Rule but may also include marketable orders executed on certain exchanges; Fees and rebates are set by exchange rules, subject to SEC approval, and are non-negotiable; Visit exchange websites directly for detailed price lists;
* Orders to each venue are categorized as “market”, “marketable limit”, “non-marketable limit” or “other” based on market conditions and the parameters of the order that NFS routes to that venue;
* Orders categorized as “Other” may include special order types (for example, stop orders, All or None, etc) or orders that NFS routes as mid-point.
Cboe EDGX US Equities Exchange
EDGX
2.62
0.00
0.03
7.45
0.01
0
0.0000
-7
-20.2513
302983
27.2042
0
0.0000
* FBS, through its affiliated broker-dealer NFS, may incur fees or receive rebates for orders executed on specific equities exchanges; Rebates are generally for limit orders required to be displayed on exchange per the SEC Limit Order Display Rule but may also include marketable orders executed on certain exchanges; Fees and rebates are set by exchange rules, subject to SEC approval, and are non-negotiable; Visit exchange websites directly for detailed price lists;
* Orders to each venue are categorized as “market”, “marketable limit”, “non-marketable limit” or “other” based on market conditions and the parameters of the order that NFS routes to that venue;
* Orders categorized as “Other” may include special order types (for example, stop orders, All or None, etc) or orders that NFS routes as mid-point.
G1 Execution Services, LLC
ETMM
2.49
4.29
3.25
1.72
0.31
0
0.0000
0
0.0000
0
0.0000
0
0.0000
* FBS, through its affiliated broker-dealer NFS, does not receive payment for order flow or have a profit-sharing arrangement related to any order flow routed to wholesale market-makers, including marketable equity orders (market and marketable limit orders), non-marketable limit orders, all-or-none (AON) orders, stop orders, and other special order types;
* Orders to each venue are categorized as “market”, “marketable limit”, “non-marketable limit” or “other” based on market conditions and the parameters of the order that NFS routes to that venue;
* Orders categorized as “Other” may include special order types (for example, stop orders, All or None, etc) or orders that NFS routes as mid-point.
Two Sigma Securities, LLC
SOHO
2.32
3.57
2.76
1.60
1.14
0
0.0000
0
0.0000
0
0.0000
0
0.0000
* FBS, through its affiliated broker-dealer NFS, does not receive payment for order flow or have a profit-sharing arrangement related to any order flow routed to wholesale market-makers, including marketable equity orders (market and marketable limit orders), non-marketable limit orders, all-or-none (AON) orders, stop orders, and other special order types;
* Orders to each venue are categorized as “market”, “marketable limit”, “non-marketable limit” or “other” based on market conditions and the parameters of the order that NFS routes to that venue;
* Orders categorized as “Other” may include special order types (for example, stop orders, All or None, etc) or orders that NFS routes as mid-point.
JANE STREET CAPITAL, LLC
JNST
2.17
3.73
2.97
1.67
0.00
0
0.0000
0
0.0000
0
0.0000
0
0.0000
* FBS, through its affiliated broker-dealer NFS, does not receive payment for order flow or have a profit-sharing arrangement related to any order flow routed to wholesale market-makers, including marketable equity orders (market and marketable limit orders), non-marketable limit orders, all-or-none (AON) orders, stop orders, and other special order types;
* Orders to each venue are categorized as “market”, “marketable limit”, “non-marketable limit” or “other” based on market conditions and the parameters of the order that NFS routes to that venue;
* Orders categorized as “Other” may include special order types (for example, stop orders, All or None, etc) or orders that NFS routes as mid-point.
UBS Securities, LLC
UBSS
1.63
2.46
1.99
1.23
0.70
0
0.0000
0
0.0000
0
0.0000
0
0.0000
* FBS, through its affiliated broker-dealer NFS, does not receive payment for order flow or have a profit-sharing arrangement related to any order flow routed to wholesale market-makers, including marketable equity orders (market and marketable limit orders), non-marketable limit orders, all-or-none (AON) orders, stop orders, and other special order types;
* Orders to each venue are categorized as “market”, “marketable limit”, “non-marketable limit” or “other” based on market conditions and the parameters of the order that NFS routes to that venue;
* Orders categorized as “Other” may include special order types (for example, stop orders, All or None, etc) or orders that NFS routes as mid-point
98.20
49.80
7.23
36.93
6.04
Citadel Securities LLC
CDRG
32.64
53.73
52.22
23.82
11.38
0
0.0000
0
0.0000
0
0.0000
0
0.0000
* FBS, through its affiliated broker-dealer NFS, does not receive payment for order flow or have a profit-sharing arrangement related to any order flow routed to wholesale market-makers, including marketable equity orders (market and marketable limit orders), non-marketable limit orders, all-or-none (AON) orders, stop orders, and other special order types;
* Orders to each venue are categorized as “market”, “marketable limit”, “non-marketable limit” or “other” based on market conditions and the parameters of the order that NFS routes to that venue;
* Orders categorized as “Other” may include special order types (for example, stop orders, All or None, etc) or orders that NFS routes as mid-point.
National Financial Services LLC
XSTM
19.88
0.00
0.00
0.00
76.59
0
0.0000
0
0.0000
0
0.0000
0
0.0000
* Marketable orders may be routed to NFS’s affiliated Alternative Trading System, CrossStream, for potential execution at the mid-point or better of the National Best Bid Best Offer (NBBO); FBS does not get charged an explicit fee or receive payment for order flow for orders executed in CrossStream ; NFS may receive a trading commission from the contra-side party against which the FBS order executed;
* Orders to each venue are categorized as “market”, “marketable limit”, “non-marketable limit” or “other” based on market conditions and the parameters of the order that NFS routes to that venue;
* Orders categorized as “Other” may include special order types (for example, stop orders, All or None, etc) or orders that NFS routes as mid-point.
VIRTU Americas LLC
NITE
19.79
32.31
35.17
16.33
4.13
0
0.0000
0
0.0000
0
0.0000
0
0.0000
* FBS, through its affiliated broker-dealer NFS, does not receive payment for order flow or have a profit-sharing arrangement related to any order flow routed to wholesale market-makers, including marketable equity orders (market and marketable limit orders), non-marketable limit orders, all-or-none (AON) orders, stop orders, and other special order types;
* Orders to each venue are categorized as “market”, “marketable limit”, “non-marketable limit” or “other” based on market conditions and the parameters of the order that NFS routes to that venue;
* Orders categorized as “Other” may include special order types (for example, stop orders, All or None, etc) or orders that NFS routes as mid-point.
Cboe EDGX US Equities Exchange
EDGX
7.51
0.00
0.05
22.42
0.00
0
0.0000
-70
-21.6910
2864543
27.0623
0
0.0000
* FBS, through its affiliated broker-dealer NFS, may incur fees or receive rebates for orders executed on specific equities exchanges; Rebates are generally for limit orders required to be displayed on exchange per the SEC Limit Order Display Rule but may also include marketable orders executed on certain exchanges; Fees and rebates are set by exchange rules, subject to SEC approval, and are non-negotiable; Visit exchange websites directly for detailed price lists;
* Orders to each venue are categorized as “market”, “marketable limit”, “non-marketable limit” or “other” based on market conditions and the parameters of the order that NFS routes to that venue;
* Orders categorized as “Other” may include special order types (for example, stop orders, All or None, etc) or orders that NFS routes as mid-point.
NASDAQ Execution Services, LLC
NSDQ
6.61
0.01
0.77
19.59
0.03
-513
-15.0000
-13086
-7.7018
1119927
30.8851
0
0.0000
* FBS, through its affiliated broker-dealer NFS, may incur fees or receive rebates for orders executed on specific equities exchanges; Rebates are generally for limit orders required to be displayed on exchange per the SEC Limit Order Display Rule but may also include marketable orders executed on certain exchanges; Fees and rebates are set by exchange rules, subject to SEC approval, and are non-negotiable; Visit exchange websites directly for detailed price lists;
* Orders to each venue are categorized as “market”, “marketable limit”, “non-marketable limit” or “other” based on market conditions and the parameters of the order that NFS routes to that venue;
* Orders categorized as “Other” may include special order types (for example, stop orders, All or None, etc) or orders that NFS routes as mid-point.
New York Stock Exchange
NYSE
2.26
0.00
0.62
6.63
0.00
-297
-8.6600
-2580
-9.2200
11831
8.3500
0
0.0000
* FBS, through its affiliated broker-dealer NFS, may incur fees or receive rebates for orders executed on specific equities exchanges; Rebates are generally for limit orders required to be displayed on exchange per the SEC Limit Order Display Rule but may also include marketable orders executed on certain exchanges; Fees and rebates are set by exchange rules, subject to SEC approval, and are non-negotiable; Visit exchange websites directly for detailed price lists;
* Orders to each venue are categorized as “market”, “marketable limit”, “non-marketable limit” or “other” based on market conditions and the parameters of the order that NFS routes to that venue;
* Orders categorized as “Other” may include special order types (for example, stop orders, All or None, etc) or orders that NFS routes as mid-point.
G1 Execution Services, LLC
ETMM
2.18
4.26
3.26
1.34
0.21
0
0.0000
0
0.0000
0
0.0000
0
0.0000
* FBS, through its affiliated broker-dealer NFS, does not receive payment for order flow or have a profit-sharing arrangement related to any order flow routed to wholesale market-makers, including marketable equity orders (market and marketable limit orders), non-marketable limit orders, all-or-none (AON) orders, stop orders, and other special order types;
* Orders to each venue are categorized as “market”, “marketable limit”, “non-marketable limit” or “other” based on market conditions and the parameters of the order that NFS routes to that venue;
* Orders categorized as “Other” may include special order types (for example, stop orders, All or None, etc) or orders that NFS routes as mid-point.
JANE STREET CAPITAL, LLC
JNST
1.97
3.52
2.76
1.29
0.56
0
0.0000
0
0.0000
0
0.0000
0
0.0000
* FBS, through its affiliated broker-dealer NFS, does not receive payment for order flow or have a profit-sharing arrangement related to any order flow routed to wholesale market-makers, including marketable equity orders (market and marketable limit orders), non-marketable limit orders, all-or-none (AON) orders, stop orders, and other special order types;
* Orders to each venue are categorized as “market”, “marketable limit”, “non-marketable limit” or “other” based on market conditions and the parameters of the order that NFS routes to that venue;
* Orders categorized as “Other” may include special order types (for example, stop orders, All or None, etc) or orders that NFS routes as mid-point.
Two Sigma Securities, LLC
SOHO
1.90
3.71
2.90
1.30
0.00
0
0.0000
0
0.0000
0
0.0000
0
0.0000
* FBS, through its affiliated broker-dealer NFS, does not receive payment for order flow or have a profit-sharing arrangement related to any order flow routed to wholesale market-makers, including marketable equity orders (market and marketable limit orders), non-marketable limit orders, all-or-none (AON) orders, stop orders, and other special order types;
* Orders to each venue are categorized as “market”, “marketable limit”, “non-marketable limit” or “other” based on market conditions and the parameters of the order that NFS routes to that venue;
* Orders categorized as “Other” may include special order types (for example, stop orders, All or None, etc) or orders that NFS routes as mid-point.
UBS Securities, LLC
UBSS
1.41
2.46
1.92
0.94
0.47
0
0.0000
0
0.0000
0
0.0000
0
0.0000
* FBS, through its affiliated broker-dealer NFS, does not receive payment for order flow or have a profit-sharing arrangement related to any order flow routed to wholesale market-makers, including marketable equity orders (market and marketable limit orders), non-marketable limit orders, all-or-none (AON) orders, stop orders, and other special order types;
* Orders to each venue are categorized as “market”, “marketable limit”, “non-marketable limit” or “other” based on market conditions and the parameters of the order that NFS routes to that venue;
* Orders categorized as “Other” may include special order types (for example, stop orders, All or None, etc) or orders that NFS routes as mid-point
99.66
21.73
9.26
58.48
10.53
Citadel Securities LLC
CDRG
44.09
39.20
39.31
44.15
58.06
584289
13.5928
736187
16.0534
2490111
47.4866
287441
12.1421
* FBS, through its affiliated broker-dealer NFS, does not negotiate, set rates for, or solicit payment for order flow on option orders; FBS does, however, receive compensation from options exchanges and/or brokers associated with the routing of options order flow;
* Options markets are structurally different from equities markets; Options orders require the use of specialized options brokers to deliver price improvement, all options trades must occur on an exchange and are subject to exchange pricing schedules; Brokers may pass to FBS, through its affiliated broker-dealer NFS, a portion of the compensation they generate via exchange executions.
Susquehanna Capital Group
SUSQ
16.85
39.47
38.86
5.12
16.81
235211
4.0000
290036
23.0000
628470
67.0000
306311
48.6700
* FBS, through its affiliated broker-dealer NFS, does not negotiate, set rates for, or solicit payment for order flow on option orders; FBS does, however, receive compensation from options exchanges and/or brokers associated with the routing of options order flow;
* Options markets are structurally different from equities markets; Options orders require the use of specialized options brokers to deliver price improvement, all options trades must occur on an exchange and are subject to exchange pricing schedules; Brokers may pass to FBS, through its affiliated broker-dealer NFS, a portion of the compensation they generate via exchange executions.
Wolverine Execution Services LLC
WEXX
15.10
2.97
3.24
24.07
0.00
16193
7.4354
19064
15.0151
1865173
63.1817
0
0.0000
* FBS, through its affiliated broker-dealer NFS, does not negotiate, set rates for, or solicit payment for order flow on option orders; FBS does, however, receive compensation from options exchanges and/or brokers associated with the routing of options order flow;
* Options markets are structurally different from equities markets; Options orders require the use of specialized options brokers to deliver price improvement, all options trades must occur on an exchange and are subject to exchange pricing schedules; Brokers may pass to FBS, through its affiliated broker-dealer NFS, a portion of the compensation they generate via exchange executions.
Dash Financial Technologies LLC
DASH
9.77
8.37
8.45
12.23
0.00
123068
12.0000
76338
12.0000
459517
31.9300
0
0.0000
* FBS, through its affiliated broker-dealer NFS, does not negotiate, set rates for, or solicit payment for order flow on option orders; FBS does, however, receive compensation from options exchanges and/or brokers associated with the routing of options order flow;
* Options markets are structurally different from equities markets; Options orders require the use of specialized options brokers to deliver price improvement, all options trades must occur on an exchange and are subject to exchange pricing schedules; Brokers may pass to FBS, through its affiliated broker-dealer NFS, a portion of the compensation they generate via exchange executions.
Citigroup Global Markets, Inc.
KEXP
7.54
5.08
5.15
6.03
23.25
108282
28.8524
65383
31.1817
452738
57.7057
372532
33.2300
* FBS, through its affiliated broker-dealer NFS, does not negotiate, set rates for, or solicit payment for order flow on option orders; FBS does, however, receive compensation from options exchanges and/or brokers associated with the routing of options order flow;
* Options markets are structurally different from equities markets; Options orders require the use of specialized options brokers to deliver price improvement, all options trades must occur on an exchange and are subject to exchange pricing schedules; Brokers may pass to FBS, through its affiliated broker-dealer NFS, a portion of the compensation they generate via exchange executions.
Morgan Stanley & Company LLC
MSCO
6.43
4.89
4.92
8.37
0.00
119808
20.4218
79169
21.8493
222768
23.2406
0
0.0000
* FBS, through its affiliated broker-dealer NFS, does not negotiate, set rates for, or solicit payment for order flow on option orders; FBS does, however, receive compensation from options exchanges and/or brokers associated with the routing of options order flow;
* Options markets are structurally different from equities markets; Options orders require the use of specialized options brokers to deliver price improvement, all options trades must occur on an exchange and are subject to exchange pricing schedules; Brokers may pass to FBS, through its affiliated broker-dealer NFS, a portion of the compensation they generate via exchange executions